missy

Missy Gray

Compliance Officer

As Compliance Officer, Missy oversees adherence to applicable local, state, and federal financial laws, regulations, and internal policies. 

Missy is an experienced leader known for her strong organizational skills and exceptional attention to detail. She has more than 25 years of experience in the financial industry. Throughout her career, Missy has worked extensively in operational and compliance roles, supporting strong internal processes and regulatory oversight. 

She has passed the Series 65 Uniform Investment Adviser Law Examination and is registered as an Investment Adviser Representative. She holds life and health insurance licenses. She has also passed the Series 6, 7, 24, 26, 51, and 53 FINRA examinations. 

Outside of work, Missy enjoys spending time outdoors with her teenage sons, Carson and Max. Together, they enjoy long bike rides on nearby trails, bonfires, fishing in the pond behind their home, and swimming at their grandparents’ house.  

Missy Gray's Designations & Licenses

Series 6
Series 7
Series 24
Series 26
Series 51
Series 53
Series 65

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Ready to take your retirement to the next level?

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